Christian Marc Galland

CRD 4322287 · Charles Schwab & Co., Inc. · Westlake, TX

IA RegisteredBroker

Also appears in the source record as: Chris M Galland; Chris Galland

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 10Series 9Series 66Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (15)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Westlake, TX · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · IA capacity

start not retrieved → present
Scottrade Investment Management
Saint Louis, MO · IA capacity

Jan 24, 2017 → Jan 16, 2018
Scottrade, Inc.
Dallas, TX · BC capacity

Dec 1, 2015 → Jan 16, 2018
Td Ameritrade, Inc.
Fort Worth, TX · IA capacity

Dec 12, 2013 → Dec 7, 2015
Amerivest Investment Management, LLC
Fort Worth, TX · IA capacity

Dec 12, 2013 → Dec 7, 2015
Td Ameritrade, Inc.
Fort Worth, TX · BC capacity

Dec 12, 2013 → Dec 7, 2015
J.P. Morgan Securities LLC
Carrollton, TX · IA capacity

Oct 1, 2012 → Dec 11, 2013
J.P. Morgan Securities LLC
Carrollton, TX · BC capacity

Oct 1, 2012 → Dec 11, 2013
Chase Investment Services Corp.
Coppell, TX · IA capacity

Jan 11, 2012 → Oct 1, 2012
Chase Investment Services Corp.
Coppell, TX · BC capacity

Jan 11, 2012 → Oct 1, 2012
Edward Jones
Flower Mound, TX · IA capacity

Jul 26, 2010 → Oct 21, 2011
Edward Jones
Flower Mound, TX · BC capacity

Jul 12, 2010 → Oct 21, 2011
Fidelity Brokerage Services LLC
Smithfield, RI · BC capacity

Mar 7, 2001 → Jan 30, 2004

Source & corrections

Where this page comes from

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