Robert Bradley Caldwell

CRD 4327111 · Captrust · Brentwood, TN

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63Series 7TOSIESeries 7
Registered states (2): Tennessee · Texas
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (9)

From the source registration record · current first

Capfinancial Securities, LLC.Current
Brentwood, TN · BD capacity

Jan 31, 2023 → present
CaptrustCurrent
Brentwood, TN · IA capacity

Dec 22, 2022 → present
Trustcore Financial Services, LLC
IA capacity

Mar 15, 2012 → Mar 20, 2023
Trustcore Investments LLC
BD capacity

Mar 12, 2012 → Dec 31, 2020
Wiley Bros.-Aintree Capital, LLC
IA capacity

Jun 16, 2004 → Mar 13, 2012
Wiley Bros.-Aintree Capital, LLC
BD capacity

Jun 1, 2004 → Mar 13, 2012
Balentine & Company Of Tennessee
IA capacity

Mar 9, 2004 → Jun 14, 2004
Balentine & Company
IA capacity

Feb 4, 2004 → Jun 14, 2004
Balentine & Company
BD capacity

Oct 8, 2001 → Jun 14, 2004

Source & corrections

Where this page comes from

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