Dexter Lee Benjamin

CRD 4330584 · Wells Fargo Advisors · Fountain Hills, AZ

IA RegisteredBroker

Also appears in the source record as: Dexter L Benjamin

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (2): Arizona · California
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (10)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Fountain Hills, AZ · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Fountain Hills, AZ · BC capacity

start not retrieved → present
Lpl Financial LLC
Tempe, AZ · IA capacity

Jul 19, 2023 → Dec 9, 2025
Lpl Financial LLC
Tempe, AZ · BC capacity

Jul 19, 2023 → Dec 9, 2025
Bancwest Investment Services, Inc. (Bwis)
Tempe, AZ · IA capacity

Sep 29, 2022 → Jul 19, 2023
Bancwest Investment Services, Inc.
Tempe, AZ · BC capacity

Sep 28, 2022 → Jul 19, 2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Gilbert, AZ · IA capacity

Oct 23, 2012 → Sep 20, 2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Gilbert, AZ · BC capacity

Oct 23, 2012 → Sep 20, 2022
Charles Schwab & Co., Inc.
Phoenix, AZ · IA capacity

May 4, 2005 → Aug 23, 2012
Charles Schwab & Co., Inc.
Phoenix, AZ · BC capacity

Apr 12, 2002 → Aug 23, 2012

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4330584 ↗ FINRA BrokerCheck record for CRD 4330584 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.