Eric Robert Abbott

CRD 4331367 · Morgan Stanley · Sarasota, FL

IA RegisteredBroker

Also appears in the source record as: Eric R Abbott

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66SIESeries 31Series 7
Registered states (32): Arizona · California · Colorado · Delaware · Florida · Georgia · Hawaii · Illinois · Indiana · Kentucky · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oklahoma · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Wisconsin
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4331367 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (13)

From the source registration record · current first

Morgan StanleyCurrent
Sarasota, FL · IA capacity

Oct 4, 2019 → present
J.P. Morgan Securities LLC
IA capacity

Sep 10, 2013 → Oct 16, 2019
J.P. Morgan Securities LLC
BD capacity

Sep 3, 2013 → Oct 16, 2019
Strategic Advisers, Inc.
IA capacity

Apr 21, 2010 → Sep 5, 2013
Fidelity Brokerage Services LLC
BD capacity

Mar 26, 2010 → Sep 4, 2013
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Sep 15, 2008 → Mar 15, 2010
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Sep 11, 2008 → Mar 15, 2010
Fifth Third Securities, Inc.
BD capacity

Aug 29, 2006 → Mar 14, 2008
Fifth Third Securities, Inc.
IA capacity

Aug 25, 2006 → Mar 14, 2008
H&r Block Financial Advisors, Inc.
IA capacity

Jul 1, 2003 → Jun 2, 2005
H&r Block Financial Advisors, Inc.
BD capacity

Dec 5, 2001 → Jun 2, 2005
Rsm Mcgladrey, Inc.
IA capacity

Jul 17, 2002 → Jul 9, 2003
Morgan Stanley Dw Inc.
BD capacity

Jan 18, 2001 → Dec 12, 2001

Source & corrections

Where this page comes from

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