Michelle M Peng

CRD 4332571 · Morgan Stanley · Cupertino, CA

IA RegisteredBroker

Also appears in the source record as: Michelle M.E. Peng; Michelle Mx Peng; Michelle Mei Xie

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 7Series 6
Registered states (30): Arizona · Arkansas · California · Colorado · Connecticut · Florida · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Maine · Maryland · Massachusetts · Missouri · Montana · Nevada · New Hampshire · New York · North Carolina · Oregon · Pennsylvania · Rhode Island · Tennessee · Texas · Utah · Virginia · Washington
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (7)

From the source registration record · current first

Morgan StanleyCurrent
Cupertino, CA · IA capacity

Apr 28, 2023 → present
Wells Fargo Clearing Services, LLC
BD capacity

Jan 3, 2011 → May 22, 2023
Wells Fargo Clearing Services, LLC
IA capacity

Jan 3, 2011 → May 22, 2023
Wells Fargo Investments, LLC
IA capacity

Oct 21, 2008 → Jan 3, 2011
Wells Fargo Investments, LLC
BD capacity

Oct 20, 2008 → Jan 3, 2011
Banc Of America Investment Services, Inc.
IA capacity

Jul 25, 2005 → Oct 21, 2008
Banc Of America Investment Services, Inc.
BD capacity

Feb 14, 2001 → Oct 21, 2008

Source & corrections

Where this page comes from

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