John Matthew Pierce
Also appears in the source record as: J Matt Pierce; John Pierce; Matt Pierce; Matthew Pierce
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- SIESeries 7Series 6Series 65Series 63
- Registered states (7)
- Arizona · California · Colorado · New Mexico · Ohio · Tennessee · Texas
- Years in the industry (source record)
- 25
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 4334503 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (21)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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U.S. Bancorp Investments, Inc.Denver, CO · IA capacityJan 18, 2023 → Nov 20, 2024
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U.S. Bancorp Investments, Inc.Denver, CO · BC capacityJan 18, 2023 → Nov 20, 2024
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Fidelity Personal And Workplace AdvisorsGreenwood Village, CO · IA capacitySep 2, 2021 → Jan 20, 2023
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Fidelity Brokerage Services LLCGreenwood Village, CO · BC capacityAug 27, 2021 → Jan 18, 2023
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Cetera Advisor Networks LLCGreenwood Village, CO · IA capacityMay 20, 2021 → Jun 8, 2021
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Cetera Advisor Networks LLCGreenwood Village, CO · BC capacitySep 20, 2019 → Jun 8, 2021
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Summit Financial Group IncGreenwood Village, CO · IA capacityApr 29, 2019 → May 20, 2021
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Summit Brokerage Services, Inc.Greenwood Village, CO · BC capacityApr 29, 2019 → Sep 20, 2019
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Western Wealth Management LLCGreenwood Village, CO · IA capacityAug 11, 2016 → May 30, 2019
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Lpl Financial LLCGreenwood Village, CO · BC capacityDec 3, 2015 → May 14, 2019
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Lpl Financial LLCGreenwood Village, CO · IA capacityDec 3, 2015 → Dec 23, 2016
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Bbva Wealth Solutions Inc.Denver, CO · IA capacityAug 19, 2013 → Dec 7, 2015
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Bbva Securities Inc.Denver, CO · BC capacityAug 16, 2013 → Dec 7, 2015
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Bok Financial AdvisorsDenver, CO · IA capacityAug 8, 2012 → Jul 25, 2013
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Bosc, Inc.Denver, CO · BC capacityAug 8, 2012 → Jul 25, 2013
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Bancwest Investment Services, Inc. (Bwis) And Bwis D/B/A FhisCentennial, CO · IA capacityJan 26, 2012 → Aug 8, 2012
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Bancwest Investment Services, Inc.Centennial, CO · BC capacityJan 26, 2012 → Aug 8, 2012
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H&r Block Financial Advisors, Inc.Albuquerque, NM · IA capacityAug 27, 2007 → Apr 15, 2008
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H&r Block Financial Advisors, Inc.Albuquerque, NM · BC capacityMar 13, 2001 → Apr 15, 2008
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.