Heather Lee Lemon

CRD 4335558 · Morgan Stanley · Colchester, VT

IA RegisteredBroker

Also appears in the source record as: Heather Lee Fiske; Heather Lynn Fiske

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63Series 24SIESeries 7
Registered states (38): Alaska · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Montana · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (12)

From the source registration record · current first

Morgan StanleyCurrent
Colchester, VT · IA capacity

May 12, 2023 → present
Lpl Financial LLC
IA capacity

Apr 9, 2012 → May 18, 2023
Lpl Financial LLC
BD capacity

Apr 2, 2012 → May 18, 2023
H. Beck, Inc.
IA capacity

Jun 24, 2009 → Apr 9, 2012
H. Beck, Inc.
BD capacity

Oct 16, 2008 → Apr 9, 2012
Carney Antell, LLC
IA capacity

Jan 30, 2009 → Apr 15, 2010
Primevest Financial Services, Inc.
IA capacity

May 6, 2005 → Oct 3, 2008
Bancnorth Investment Group, Inc.
BD capacity

Mar 25, 2005 → Oct 3, 2008
Chittenden Securites, Inc.
IA capacity

Dec 2, 2003 → Mar 25, 2005
Chittenden Securities, Inc.
BD capacity

May 13, 2003 → Mar 25, 2005
A. G. Edwards & Sons, Inc.
IA capacity

Aug 6, 2001 → May 22, 2003
A. G. Edwards & Sons, Inc.
BD capacity

Mar 13, 2001 → May 22, 2003

Source & corrections

Where this page comes from

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