Edwin Locksley Stanton

CRD 433727 · Morgan Stanley · Los Angeles, CA

IA RegisteredBroker

Also appears in the source record as: Edwin Locksley Stanton III

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 63Series 7TOSIEPCSeries 000Series 1
Registered states (27): Alaska · Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Maryland · Massachusetts · Minnesota · Montana · Nevada · New Jersey · New York · Ohio · Pennsylvania · South Carolina · Texas · Utah · Virginia · Washington
Years in the industry (source record): 56
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 433727 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (14)

From the source registration record · current first

Morgan StanleyCurrent
Los Angeles, CA · IA capacity

Jun 1, 2009 → present
Morgan Stanley & Co. Incorporated
IA capacity

May 5, 2008 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
BD capacity

May 2, 2008 → Jun 1, 2009
Bear, Stearns & Co. Inc.
BD capacity

Oct 29, 2004 → May 15, 2008
Bear, Stearns & Co. Inc.
IA capacity

Oct 29, 2004 → May 15, 2008
Wachovia Securities, LLC
BD capacity

Jul 1, 2003 → Nov 16, 2004
Wachovia Securities, LLC
IA capacity

Jul 1, 2003 → Nov 16, 2004
Prudential Securities Incorporated
IA capacity

Oct 16, 1999 → Jul 1, 2003
Prudential Securities Incorporated
BD capacity

Oct 8, 1999 → Jul 1, 2003
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jun 6, 1988 → Oct 22, 1999
Kidder, Peabody & Co. Incorporated
BD capacity

Aug 28, 1984 → May 23, 1988
Bateman Eichler, Hill Richards, Incorporated
BD capacity

Mar 23, 1981 → Sep 7, 1984
Smith Barney, Harris Upham & Co., Incorporated
BD capacity

May 23, 1979 → Apr 20, 1981
Bateman Eichler, Hill Richards, Incorporated
BD capacity

Feb 26, 1970 → Jul 15, 1979

Source & corrections

Where this page comes from

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