Peter Yong Choy

CRD 4338582 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Nashville, TN

IA RegisteredBroker

Also appears in the source record as: Peter Choy; Peter Choy

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 31Series 7Series 10Series 9Series 66
Registered states (34): Arizona · Arkansas · California · Colorado · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Kansas · Kentucky · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · New Hampshire · New Jersey · New York · North Carolina · North Dakota · Oregon · Pennsylvania · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (9)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Nashville, TN · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Nashville, TN · BC capacity

start not retrieved → present
Ubs Financial Services Inc.
Gilbert, AZ · IA capacity

Jul 16, 2015 → Jul 3, 2026
Ubs Financial Services Inc.
Gilbert, AZ · BC capacity

Jul 16, 2015 → Jul 3, 2026
Morgan Stanley
Tempe, AZ · IA capacity

Jun 1, 2009 → Jul 31, 2015
Morgan Stanley
Tempe, AZ · BC capacity

Jun 1, 2009 → Jul 31, 2015
Citigroup Global Markets Inc.
Scottsdale, AZ · IA capacity

Mar 13, 2008 → Jun 1, 2009
Citigroup Global Markets Inc.
Scottsdale, AZ · BC capacity

Feb 29, 2008 → Jun 1, 2009
Morgan Stanley Dw Inc.
Purchase, NY · BC capacity

Mar 19, 2001 → Nov 6, 2002

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4338582 ↗ FINRA BrokerCheck record for CRD 4338582 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.