John Joseph Masterson

CRD 4339363 · Captrust · Chesterton, IN

IA RegisteredBroker

Also appears in the source record as: John Joesph Masterson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 6
Registered states (2): Indiana · New York
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (11)

From the source registration record · current first

Capfinancial Securities, LLC.Current
Chesterton, IN · BD capacity

May 6, 2020 → present
CaptrustCurrent
Chesterton, IN · IA capacity

May 6, 2020 → present
Lakeside Wealth Management Group, LLC
IA capacity

Nov 18, 2014 → Jun 30, 2020
First Allied Securities, Inc.
BD capacity

Jul 25, 2014 → May 8, 2020
Lpl Financial LLC
IA capacity

Apr 4, 2013 → Jul 14, 2014
Lpl Financial LLC
BD capacity

Jun 22, 2012 → Jul 14, 2014
Independent Financial Partners
IA capacity

Jun 25, 2012 → Jul 7, 2014
Nfp Securities, Inc.
BD capacity

Jan 18, 2006 → Jun 26, 2012
Nfp Securities, Inc.
IA capacity

Jan 18, 2006 → Jun 26, 2012
Mml Investors Services, Inc.
IA capacity

Jan 24, 2005 → Jan 23, 2006
Mml Investors Services, Inc.
BD capacity

Jan 25, 2001 → Jan 23, 2006

Source & corrections

Where this page comes from

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