Felix Vera

CRD 4349234 · Wells Fargo Advisors · Charlotte, NC

Broker

Also appears in the source record as: Felix Juan Vera; Felix J Vera

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (3): SIESeries 7Series 63
Registered states (2): North Carolina · Pennsylvania
Years in the industry (source record): 12
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (8)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Charlotte, NC · BC capacity

start not retrieved → present
Patrick Capital Markets, LLC
St Louis, MO · BC capacity

Nov 1, 2024 → Feb 26, 2026
Orchard Securities, LLC
Pleasant Grove, UT · BC capacity

Aug 30, 2022 → Oct 13, 2023
Wealthforge Securities, LLC
Richmond, VA · BC capacity

Apr 3, 2020 → Dec 18, 2020
Cantor Fitzgerald & Co.
New York, NY · BC capacity

May 28, 2019 → Mar 23, 2020
Foreside Fund Services, LLC
New York City, NY · BC capacity

May 3, 2018 → Oct 31, 2018
S2k Financial LLC
Orlando, FL · BC capacity

May 10, 2017 → Apr 11, 2018
Morgan Stanley
Purchase, NY · BC capacity

Aug 1, 2011 → Feb 27, 2015

Source & corrections

Where this page comes from

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