Christopher Alexander
Also appears in the source record as: Christopher M Alexander; Christopher Michael Alexander
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- Series 66Series 63SIESeries 7Series 6
- Registered states (19)
- Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Illinois · Maryland · Massachusetts · New Hampshire · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · Tennessee · Texas · Virginia
- Years in the industry (source record)
- 25
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (14)
From the source registration record · current first
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Mar 31, 2025 → present
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Aug 31, 2020 → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsIA capacityOct 13, 2020 → Mar 31, 2025
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Thrivent Distributors, LLCBD capacityJan 27, 2017 → Aug 13, 2020
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Thrivent Investment Management Inc.BD capacityJan 27, 2017 → Jun 13, 2019
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Schroder Fund Advisors LLCBD capacityMay 9, 2013 → Nov 11, 2016
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Wells Fargo Funds Distributor, LLCBD capacityJan 4, 2010 → Apr 23, 2013
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Wells Fargo Funds Management, LLCIA capacityJan 4, 2010 → Apr 23, 2013
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Evergreen Investment Management CoIA capacityMay 18, 2009 → Jan 4, 2010
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Evergreen Investment Services, Inc.BD capacitySep 27, 2007 → Jan 4, 2010
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Merrill Lynch Pierce Fenner & Smith Inc.IA capacityJan 19, 2007 → Sep 27, 2007
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Oct 18, 2006 → Sep 27, 2007
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Mfs Fund Distributors, Inc.BD capacityMar 15, 2001 → Jul 11, 2006
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.