Ying Fang

CRD 4356984 · J.P. Morgan Securities LLC · Cupertino, CA

IA RegisteredBroker

Also appears in the source record as: Alice Ying Fang

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 65Series 63
Registered states (2): California · Texas
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (13)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Cupertino, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Cupertino, CA · BC capacity

start not retrieved → present
Chase Investment Services Corp.
Cupertino, CA · IA capacity

Aug 19, 2009 → Oct 1, 2012
Chase Investment Services Corp.
Cupertino, CA · BC capacity

May 2, 2009 → Oct 1, 2012
Wamu Investments, Inc.
Santa Clara, CA · BC capacity

Feb 28, 2007 → May 2, 2009
Uvest Financial Services Group, Inc.
Cupertino, CA · BC capacity

Jul 15, 2005 → Feb 20, 2007
Ifmg Securities, Inc.
Purchase, NY · BC capacity

Dec 6, 2004 → Jul 26, 2005
Citicorp Investment Services
Long Island City, NY · BC capacity

Feb 5, 2003 → Aug 13, 2004
Cal Fed Investments
Sacramento, CA · BC capacity

Jun 4, 2002 → Feb 5, 2003
Foresters Equity Services, Inc.
San Diego, CA · BC capacity

Oct 22, 2001 → Apr 29, 2002
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Jul 9, 2001 → Sep 24, 2001
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Jul 9, 2001 → Sep 24, 2001
Sunamerica Securities, Inc.
Phoenix, AZ · BC capacity

May 7, 2001 → Jun 26, 2001

Source & corrections

Where this page comes from

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