Hans Peter Ewert

CRD 4358175 · Captrust · Costa Mesa, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (8): Arizona · California · Colorado · Idaho · Minnesota · Nevada · Texas · Washington
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4358175 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (16)

From the source registration record · current first

CaptrustCurrent
Costa Mesa, CA · IA capacity

Feb 17, 2026 → present
Capfinancial Securities, LLC.Current
Costa Mesa, CA · BD capacity

Feb 16, 2026 → present
Alpha Cubed Investments, LLC
IA capacity

Dec 8, 2011 → Apr 30, 2026
The Leaders Group, Inc.
BD capacity

Apr 24, 2012 → Feb 25, 2026
Trw Investments
IA capacity

Aug 3, 2011 → Nov 6, 2012
Mutual Securities, Inc.
BD capacity

Aug 12, 2011 → Apr 3, 2012
Latitude Advisors, LLC
IA capacity

Mar 16, 2010 → Aug 3, 2011
Gwn Securities Inc.
BD capacity

Mar 10, 2010 → Aug 3, 2011
Medallion Investment Services, Inc.
BD capacity

Nov 18, 2009 → Dec 31, 2009
Medallion Advisory Services, LLC
IA capacity

Nov 16, 2009 → Dec 31, 2009
Wells Fargo Advisors, LLC
BD capacity

Feb 1, 2007 → Sep 16, 2009
Wells Fargo Advisors, LLC
IA capacity

Feb 1, 2007 → Sep 16, 2009
Atlas Securities, LLC
BD capacity

Sep 26, 2006 → Feb 1, 2007
Wells Fargo Investments, LLC
IA capacity

May 29, 2002 → Sep 18, 2006
Wells Fargo Investments, LLC
BD capacity

Jan 23, 2002 → Sep 18, 2006
Wells Fargo Securities, LLC
BD capacity

Jun 18, 2001 → Jan 8, 2002

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4358175 ↗ FINRA BrokerCheck record for CRD 4358175 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.