Michael Anthony Grisaffi

CRD 4361309 · Wells Fargo Advisors · Houston, TX

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 31Series 7Series 66
Registered states (8): California · Colorado · Florida · New Mexico · New York · Texas · Washington · Wyoming
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4361309 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (19)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Houston, TX · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Houston, TX · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Houston, TX · IA capacity

Apr 8, 2015 → Apr 4, 2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Houston, TX · BC capacity

Apr 8, 2015 → Apr 4, 2017
Bbva Securities Inc.
Richmond, TX · BC capacity

May 16, 2013 → Apr 8, 2015
Bbva Wealth Solutions Inc.
Houston, TX · IA capacity

Oct 15, 2010 → Apr 8, 2015
Bbva Compass Investment Solutions, Inc
Sugarland, TX · BC capacity

Feb 8, 2010 → May 16, 2013
St Johns Wealth Management
Sugarland, TX · IA capacity

Apr 7, 2010 → Oct 15, 2010
Bbva Compass Investment Solutions, Inc.
Sugarland, TX · IA capacity

Mar 1, 2010 → Mar 16, 2010
Guaranty Brokerage Services, Inc.
Sugar Land, TX · BC capacity

Jan 13, 2006 → Dec 23, 2009
Raymond James & Associates, Inc.
Fort Worth, TX · IA capacity

Mar 23, 2005 → Aug 12, 2005
Raymond James & Associates, Inc.
St. Petersburg, FL · BC capacity

Mar 2, 2005 → Aug 12, 2005
A. G. Edwards & Sons, Inc.
Frisco, TX · IA capacity

Jul 24, 2003 → Sep 13, 2004
A. G. Edwards & Sons, Inc.
St. Louis, MO · BC capacity

Jul 24, 2003 → Sep 13, 2004
The Lincoln National Life Insurance Company
Fort Wayne, IN · BC capacity

Feb 24, 2003 → May 8, 2003
Lincoln Financial Advisors Corporation
Fort Wayne, IN · BC capacity

Feb 24, 2003 → May 8, 2003
Lincoln Financial Advisors Corporation
Dallas, TX · IA capacity

Feb 18, 2003 → May 8, 2003
Morgan Stanley
Dallas, TX · IA capacity

May 18, 2001 → Jan 14, 2003
Morgan Stanley Dw Inc.
Purchase, NY · BC capacity

May 4, 2001 → Jan 14, 2003

Source & corrections

Where this page comes from

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