Fernan E Lopez

CRD 4366120 · Fidelity Brokerage Services LLC · Nye, MT

IA RegisteredBroker

Also appears in the source record as: Fern Enrique Lopez; Fernando Enrique Lopez Jr; Fernando Lopez; Fernan Enrique Lopez; Fernan Lopez

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 6TOSeries 7TOSIESeries 22Series 6Series 63Series 65
Registered states (4): California · Montana · Texas · Utah
Years in the industry (source record): 13
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (11)

From the source registration record · current first

Strategic Advisers LLCCurrent
San Francisco, CA · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Nye, MT · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
San Francisco, CA · IA capacity

Dec 4, 2024 → Mar 31, 2025
Secure Investment Management, LLC
San Francisco, CA · IA capacity

Aug 24, 2023 → Sep 13, 2024
Equitable Advisors, LLC
San Francisco, CA · IA capacity

Dec 7, 2022 → Jul 18, 2023
Equitable Advisors, LLC
San Francisco, CA · BC capacity

Oct 2, 2022 → Jul 18, 2023
Sf Benefits
San Francisco, CA · IA capacity

Feb 16, 2017 → Jul 13, 2022
Esi Financial Advisors
San Francisco, CA · IA capacity

Sep 13, 2004 → Nov 2, 2005
Equity Services, Inc.
Montpelier, VT · BC capacity

Oct 10, 2002 → Nov 2, 2005
World Group Securities, Inc.
Duluth, GA · BC capacity

Apr 12, 2002 → Oct 3, 2002
Wma Securities, Inc.
Duluth, GA · BC capacity

Dec 19, 2001 → Apr 12, 2002

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4366120 ↗ FINRA BrokerCheck record for CRD 4366120 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.