Melissa A Badlu

CRD 4369186 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY

IA RegisteredBroker

Also appears in the source record as: Melissa A. Badlu; Melissa Ann Badlu

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 65Series 66Series 10Series 9SIESeries 3Series 31Series 7
Registered states (3): Connecticut · New York · Texas
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4369186 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (8)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Great Neck, NY · IA capacity

May 21, 2012 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · BC capacity

start not retrieved → present
Morgan Stanley Smith Barney
BD capacity

Jun 1, 2009 → May 2, 2012
Morgan Stanley Smith Barney LLC
IA capacity

Jun 1, 2009 → May 2, 2012
Morgan Stanley & Co. Incorporated
IA capacity

Jul 29, 2008 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
BD capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley Dw Inc.
BD capacity

Jun 30, 2006 → Apr 2, 2007
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

May 21, 2001 → Jul 11, 2006

Source & corrections

Where this page comes from

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