Vanessa Palacios

CRD 4374326 · Charles Schwab & Co., Inc. · Phoenix, AZ

BrokerRegistration inactive

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Inactive
Exams passed (9): Series 99TOSIESeries 7Series 6Series 24Series 10Series 9Series 66Series 63
Registered states (2): Arizona · California
Years in the industry (source record): 17
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (7)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Phoenix, AZ · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Phoenix, AZ · IA capacity

start not retrieved → present
Raymond James Financial Services Advisors, Inc
Scottsdale, AZ · IA capacity

Nov 21, 2016 → Jul 30, 2018
Raymond James Financial Services, Inc.
St. Petersburg, FL · BC capacity

Oct 27, 2016 → Jul 30, 2018
Ameriprise Financial Services, Inc.
San Francisco, CA · IA capacity

Feb 19, 2015 → Sep 11, 2015
Ameriprise Financial Services, Inc.
San Francisco, CA · BC capacity

Jun 24, 2014 → Sep 11, 2015
Vanguard Marketing Corporation
Scottsdale, AZ · BC capacity

Apr 2, 2001 → Jun 30, 2006

Source & corrections

Where this page comes from

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