Kelly G Hammond

CRD 4383581 · T. Rowe Price Associates, Inc. · Leawood, KS

IA RegisteredBroker

Also appears in the source record as: Kelly Gene Hammond; Kelly Hammond

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 7Series 6
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: T. Rowe Price Associates, Inc.
Firm CRD: 105496
SEC number: 801-856
Assets under management: $2.2T as of Mar 31, 2026
Website: www.troweprice.com ↗
Phone: 410-345-2000
Firm location: Baltimore, MD, 21231

Employment history (15)

From the source registration record · current first

T. Rowe Price Investment Services, Inc.Current
Leawood, KS · BD capacity

Jan 12, 2024 → present
T. Rowe Price Associates, Inc.Current
Leawood, KS · IA capacity

Jan 10, 2024 → present
Northern Trust Securities, Inc.
BD capacity

Apr 25, 2022 → Oct 12, 2023
Northern Trust Investments, Incorporated
IA capacity

Apr 25, 2022 → Oct 12, 2023
Lbmz Securities, Inc.
BD capacity

Oct 8, 2021 → Apr 27, 2022
Zacks Investment Management, Inc.
IA capacity

Aug 5, 2021 → Apr 27, 2022
Ivy Distributors, Inc.
BD capacity

Jan 4, 2010 → Apr 30, 2021
Waddell & Reed
BD capacity

Jan 4, 2010 → Apr 21, 2021
Waddell & Reed
IA capacity

Jan 4, 2010 → Apr 21, 2021
American Century Brokerage, Inc.
BD capacity

Jun 8, 2009 → Dec 21, 2009
American Century Advisory Services, Inc.
IA capacity

Jan 8, 2007 → Dec 21, 2009
American Century Investment Services Inc.
BD capacity

Dec 1, 2005 → Dec 21, 2009
Walnut Street Securities, Inc.
IA capacity

Apr 12, 2005 → Nov 17, 2005
Walnut Street Securities, Inc.
BD capacity

Jan 5, 2004 → Nov 17, 2005
Signator Investors, Inc.
BD capacity

Mar 5, 2003 → Dec 11, 2003

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4383581 ↗ FINRA BrokerCheck record for CRD 4383581 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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