Ivana Kovacic

CRD 4388963 · Charles Schwab & Co., Inc. · Lone Tree, CO

Broker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (6): SIESeries 7Series 10Series 9Series 65Series 63
Registered states (2): Colorado · Texas
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (9)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Lone Tree, CO · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lone Tree, CO · IA capacity

start not retrieved → present
Alps Distributors, Inc.
Denver, CO · BC capacity

Mar 13, 2020 → Jul 26, 2024
Lpl Financial LLC
Golden, CO · BC capacity

Feb 12, 2020 → Feb 28, 2020
Prudential Investment Management Services LLC
New York, NY · BC capacity

Jun 22, 2015 → Jan 23, 2019
Lord Abbett Distributor LLC
Jersey City, NJ · BC capacity

Nov 17, 2005 → Aug 19, 2013
Wachovia Securities, LLC
St. Louis, MO · BC capacity

Jul 1, 2003 → Oct 13, 2005
Prudential Securities Incorporated
New York, NY · BC capacity

Mar 27, 2003 → Jul 1, 2003
Ladenburg Capital Management Inc.
Bethpage, NY · BC capacity

May 25, 2001 → Jul 23, 2002

Source & corrections

Where this page comes from

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