Matthew Allen Taylor

CRD 4390752 · Charles Schwab & Co., Inc. · Santa Rosa, CA

IA RegisteredBroker

Also appears in the source record as: Matt Allen Taylor; Matt Taylor

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 63Series 65
Registered states (19): Arkansas · California · Colorado · Iowa · Maryland · Massachusetts · Mississippi · Missouri · Montana · Nevada · New Jersey · New Mexico · New York · North Carolina · Oregon · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (16)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Santa Rosa, CA · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Santa Rosa, CA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Santa Rosa, CA · IA capacity

start not retrieved → present
Prudential Financial Planning Services
Santa Rosa, CA · IA capacity

Jan 5, 2022 → Mar 24, 2023
Pruco Securities, LLC.
Santa Rosa, CA · BC capacity

Jan 4, 2022 → Mar 24, 2023
Raymond James Financial Services Advisors, Inc
Petaluma, CA · IA capacity

Aug 31, 2020 → Apr 23, 2021
Raymond James Financial Services, Inc.
Petaluma, CA · BC capacity

Aug 4, 2020 → Apr 23, 2021
Montgomery Taylor Wealth Management
Santa Rosa, CA · IA capacity

Mar 14, 2018 → Jul 16, 2020
Cuso Financial Services, L.P.
Santa Rosa, CA · IA capacity

Sep 11, 2017 → Jan 25, 2018
Cuso Financial Services, L.P.
Santa Rosa, CA · BC capacity

Sep 11, 2017 → Jan 25, 2018
Sofi Securities LLC
San Francisco, CA · BC capacity

Mar 1, 2016 → Aug 30, 2017
Sofi Wealth LLC
Healdsburg, CA · IA capacity

Oct 6, 2015 → Aug 30, 2017
Wells Fargo Investments, LLC
Santa Rosa, CA · IA capacity

Jul 26, 2004 → Nov 24, 2010
Wells Fargo Investments, LLC
Santa Rosa, CA · BC capacity

Jul 26, 2004 → Nov 24, 2010
Banc Of America Investment Services, Inc.
Healdsburg, CA · IA capacity

Aug 5, 2002 → Jun 14, 2004
Banc Of America Investment Services, Inc.
Boston, MA · BC capacity

Sep 12, 2001 → Jun 14, 2004

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4390752 ↗ FINRA BrokerCheck record for CRD 4390752 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.