Susan Elizabeth Rohe

CRD 4398022 · Fidelity Brokerage Services LLC · Smithfield, RI

IA RegisteredBroker

Also appears in the source record as: Susan E Rohe

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 65Series 63Series 7TOSIESeries 7
Registered states (51): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (15)

From the source registration record · current first

Strategic Advisers LLCCurrent
Austin, TX · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Austin, TX · BD capacity

Feb 4, 2020 → present
Fidelity Brokerage Services LLCCurrent
Smithfield, RI · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Apr 2, 2020 → Mar 31, 2025
Blackrock Investment Management, LLC
IA capacity

May 15, 2008 → Apr 7, 2017
Blackrock Investments, LLC
BD capacity

May 14, 2008 → Apr 7, 2017
Chase Investment Services Corp.
IA capacity

Oct 27, 2005 → Feb 28, 2008
Chase Investment Services Corp.
BD capacity

Oct 18, 2005 → Feb 28, 2008
Chase Investment Services Corp.
BD capacity

Apr 22, 2005 → Jul 8, 2005
Chase Investment Services Corp.
IA capacity

Apr 22, 2005 → Jul 8, 2005
Banc Of America Investment Services, Inc.
BD capacity

Oct 20, 2004 → Mar 22, 2005
Banc Of America Investment Services, Inc.
IA capacity

Oct 20, 2004 → Mar 22, 2005
Quick & Reilly, Inc.
BD capacity

Mar 30, 2004 → Oct 20, 2004
Quick & Reilly, Inc.
IA capacity

Mar 30, 2004 → Oct 20, 2004
Citigroup Global Markets Inc.
BD capacity

Apr 9, 2002 → Mar 18, 2004

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4398022 ↗ FINRA BrokerCheck record for CRD 4398022 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.