Daniel Lee White

CRD 4403704 · Charles Schwab & Co., Inc. · Phoenix, AZ

IA RegisteredRegistration inactive

Also appears in the source record as: Danny Lee White

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Inactive
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 6Series 66
Registered states (1): Texas
Years in the industry: Not yet retrieved from the source record
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4403704 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (8)

From the source registration record · current first

FacetCurrent
Glendale, AZ · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Phoenix, AZ · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Phoenix, AZ · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Phoenix, AZ · IA capacity

start not retrieved → present
Usaa Financial Advisors, Inc.
Phoenix, AZ · BC capacity

Dec 14, 2012 → Feb 17, 2015
Farmers Financial Solutions, LLC
Glendale, AZ · BC capacity

Feb 22, 2012 → Sep 24, 2012
Axa Advisors, LLC
Scottsdale, AZ · BC capacity

Jul 15, 2005 → Jun 20, 2006
Aetna Investment Services, LLC
Windsor, CT · BC capacity

Jun 8, 2001 → Jan 3, 2002

Source & corrections

Where this page comes from

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