Gulneer S Sarang

CRD 4404142 · Charles Schwab & Co., Inc. · Pleasanton, CA

IA RegisteredBroker

Also appears in the source record as: Gary Sarang; Gulneer Singh Sarang; Gulneer Sarang

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (2): California · Nevada
Years in the industry (source record): 14
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (12)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Pleasanton, CA · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Pleasanton, CA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Pleasanton, CA · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Piedmont, CA · IA capacity

Nov 21, 2024 → May 13, 2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Piedmont, CA · BC capacity

Oct 11, 2024 → May 13, 2025
Wells Fargo Clearing Services, LLC
Moraga, CA · BC capacity

Aug 31, 2017 → May 21, 2024
Wells Fargo Investments, LLC
Concord, CA · IA capacity

Oct 25, 2005 → Aug 8, 2007
Wells Fargo Investments, LLC
Concord, CA · BC capacity

Oct 25, 2005 → Aug 8, 2007
Citicorp Investment Services
Newark, CA · IA capacity

Jul 15, 2004 → Jul 21, 2005
Citicorp Investment Services
Long Island City, NY · BC capacity

Jul 15, 2004 → Jul 21, 2005
Morgan Stanley
Concord, CA · IA capacity

Sep 12, 2003 → Jun 3, 2004
Morgan Stanley Dw Inc.
Purchase, NY · BC capacity

Jul 26, 2001 → Jun 3, 2004

Source & corrections

Where this page comes from

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