Gregory Matthew Smithson

CRD 4406833 · Morgan Stanley · Wichita Falls, TX

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 7Series 6
Registered states (31): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Florida · Georgia · Illinois · Indiana · Kentucky · Louisiana · Maine · Maryland · Michigan · Minnesota · Missouri · Nevada · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (12)

From the source registration record · current first

Morgan StanleyCurrent
Wichita Falls, TX · IA capacity

Feb 18, 2014 → present
Nfp Securities, Inc.
BD capacity

Sep 14, 2011 → Feb 18, 2014
Nfp Securities, Inc.
IA capacity

Sep 14, 2011 → Feb 18, 2014
Investment Centers Of America, Inc.
BD capacity

Apr 5, 2010 → Sep 14, 2011
Investment Centers Of America, Inc.
IA capacity

Apr 5, 2010 → Sep 14, 2011
Wells Fargo Investments, LLC
BD capacity

Jan 8, 2008 → Apr 9, 2010
Wells Fargo Investments, LLC
IA capacity

Jan 8, 2008 → Apr 9, 2010
Citigroup Global Markets Inc.
BD capacity

May 29, 2007 → Dec 19, 2007
Citigroup Global Markets Inc.
IA capacity

May 29, 2007 → Dec 19, 2007
Citicorp Investment Services
IA capacity

Oct 10, 2005 → May 29, 2007
Citicorp Investment Services
BD capacity

Jun 8, 2005 → May 29, 2007
Banc One Securities Corporation
BD capacity

Aug 8, 2001 → Jun 16, 2005

Source & corrections

Where this page comes from

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