Michael Bordes

CRD 4409114 · Dimensional Fund Advisors LP · Port Washington, NY

IA RegisteredBroker

Also appears in the source record as: Michael Joseph Bordes Jr.; Michael Joseph Bordes

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 63Series 24SIESeries 55Series 25Series 7
Registered states (49): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Dimensional Fund Advisors LP
Firm CRD: 106482
SEC number: 801-16283
Assets under management: $1.0T as of Mar 24, 2026
Website: www.dimensional.com/us-en/individual ↗
Phone: 512-306-7400
Firm location: Austin, TX, 78746

Employment history (8)

From the source registration record · current first

Dimensional Fund Advisors LPCurrent
Port Washington, NY · IA capacity

Jun 11, 2025 → present
Dfa Securities LLCCurrent
Port Washington, NY · BD capacity

Jun 11, 2025 → present
Mml Distributors, LLC
BD capacity

Mar 23, 2022 → May 28, 2025
New York Life Investment Management LLC
IA capacity

Nov 26, 2012 → Mar 18, 2022
Nylife Distributors LLC
BD capacity

Nov 13, 2012 → Mar 18, 2022
Oscar Gruss & Son Incorporated
BD capacity

Jan 4, 2010 → Oct 12, 2012
Walter J. Dowd, Inc.
BD capacity

Jul 9, 2002 → Jan 4, 2010
Walter J. Dowd, Inc.
BD capacity

Jun 5, 2001 → Aug 3, 2001

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4409114 ↗ FINRA BrokerCheck record for CRD 4409114 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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