Jeffrey Olen Cunningham

CRD 4414082 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Southlake, TX

IA RegisteredBroker

Also appears in the source record as: Jeff Cunningham; Jeffrey Cunningham

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 63Series 66SIESeries 7Series 6Series 22
Registered states (44): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kansas · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (13)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Southlake, TX · IA capacity

Apr 7, 2017 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Southlake, TX · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jul 19, 2011 → May 12, 2015
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Jul 19, 2011 → May 12, 2015
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Sep 8, 2010 → Nov 22, 2010
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jul 16, 2010 → Nov 22, 2010
Banc Of America Investment Services, Inc.
BD capacity

Feb 28, 2008 → Mar 18, 2009
Grand Financial, Inc.
BD capacity

Nov 26, 2007 → Dec 5, 2007
Texas Securities Partners, Inc.
BD capacity

Oct 16, 2007 → Nov 5, 2007
A. G. Edwards & Sons, Inc.
IA capacity

Sep 25, 2003 → Jun 10, 2004
A. G. Edwards & Sons, Inc.
BD capacity

Aug 18, 2003 → Jun 10, 2004
Fixed Income Securities, LLC
BD capacity

Jun 30, 2003 → Aug 22, 2003
Edward Jones
BD capacity

Dec 10, 2002 → Feb 6, 2003

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4414082 ↗ FINRA BrokerCheck record for CRD 4414082 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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