Jeffrey Shaffer

CRD 4416614 · Wells Fargo Advisors · St. Louis, MO

IA RegisteredBroker

Also appears in the source record as: Jeff O Shaffer; Jeffrey O. Shaffer; Jeffrey Otis Shaffer; Jeffrey Shaffer

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): SIESeries 31Series 7Series 6Series 4Series 24Series 66Series 63
Registered states (1): Missouri
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (13)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
St. Louis, MO · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
St. Louis, MO · BC capacity

start not retrieved → present
First State Financial Management
Columbia, MO · IA capacity

Nov 7, 2014 → Jun 19, 2019
First State Financial Management, Inc.
Columbia, MO · BC capacity

Nov 7, 2014 → Jun 19, 2019
Saxony Capital Management, LLC
Saint Louis, MO · IA capacity

Jan 8, 2013 → Nov 14, 2014
Saxony Securities, Inc.
St. Louis, MO · BC capacity

Jul 11, 2011 → Nov 14, 2014
Family Office Group LLC
Pinehurst, NC · IA capacity

Jan 4, 2010 → Apr 18, 2011
Purshe Kaplan Sterling Investments
Imperial, MO · BC capacity

Nov 23, 2009 → Mar 22, 2011
Morgan Keegan & Company, Inc.
Columbia, IL · IA capacity

Jan 24, 2008 → Nov 18, 2009
Morgan Keegan & Company, Inc.
Columbia, IL · BC capacity

Jun 6, 2007 → Nov 18, 2009
Pfic Securities Corporation
Franklin, TN · BC capacity

Jul 7, 2003 → Feb 10, 2006
Metropolitan Life Insurance Company
New York, NY · BC capacity

Jun 26, 2001 → Aug 12, 2002
Metlife Securities Inc.
Springfield, MA · BC capacity

Jun 26, 2001 → Aug 12, 2002

Source & corrections

Where this page comes from

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