Aaron Yoon Joon Jang
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- Series 65Series 63SIESeries 7
- Registered states (39)
- Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Montana · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
- Years in the industry (source record)
- 22
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (9)
From the source registration record · current first
-
Feb 28, 2012 → present
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Wells Fargo Advisors, LLCBD capacityJan 3, 2011 → Feb 28, 2012
-
Wells Fargo Advisors, LLCIA capacityJan 3, 2011 → Feb 28, 2012
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Wells Fargo Investments, LLCIA capacityMar 27, 2009 → Jan 3, 2011
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Wells Fargo Investments, LLCBD capacityMar 26, 2009 → Jan 3, 2011
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Wamu Investments, Inc.IA capacityJun 30, 2008 → Apr 15, 2009
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Wamu Investments, Inc.BD capacityAug 5, 2005 → Apr 15, 2009
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Citicorp Investment ServicesBD capacityJan 10, 2005 → Jul 15, 2005
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Wm Financial Services, Inc.BD capacityNov 11, 2004 → Jan 10, 2005
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.