Robert Louis Van Erem

CRD 4418839 · Fifth Third Securities, Inc. · Frisco, TX

IA RegisteredBroker

Also appears in the source record as: Bob Louis Van Erem

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (21): California · Colorado · Georgia · Hawaii · Illinois · Iowa · Louisiana · Maryland · Massachusetts · Michigan · New Mexico · New York · North Carolina · Ohio · Oklahoma · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4418839 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Fifth Third Securities, Inc.
Firm CRD: 628
SEC number: 801-63623
Assets under management: $10.9B as of Jun 26, 2026
Website: www.linkedin.com/COMPANY/3011 ↗
Phone: 888-889-1025
Firm location: Cincinnati, OH, 45263

Employment history (22)

From the source registration record · current first

Strategic Advisers LLCCurrent
Houston, TX · IA capacity

start not retrieved → present
Fifth Third Securities, Inc.Current
Frisco, TX · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Houston, TX · BC capacity

start not retrieved → present
Fifth Third Securities, Inc.Current
Frisco, TX · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Houston, TX · IA capacity

Sep 3, 2021 → Mar 31, 2025
Pnc Managed Account Solutions, Inc.
Houston, TX · IA capacity

Aug 21, 2015 → Jul 9, 2021
Bbva Securities Inc.
Katy, TX · BC capacity

Aug 14, 2015 → Jul 9, 2021
Capital One Advisors, LLC
Seattle, WA · IA capacity

Jan 28, 2015 → Aug 7, 2015
Capital One Investing, LLC
Houston, TX · BC capacity

Jan 2, 2015 → Aug 7, 2015
Capital One Financial Advisors LLC
Houston, TX · IA capacity

Feb 21, 2014 → Jan 28, 2015
Capital One Investment Services LLC
Houston, TX · BC capacity

Feb 21, 2014 → Jan 2, 2015
J.P. Morgan Securities LLC
Houston, TX · IA capacity

Oct 10, 2012 → Feb 12, 2014
J.P. Morgan Securities LLC
Houston, TX · BC capacity

Oct 2, 2012 → Feb 12, 2014
U.S. Bancorp Investments, Inc.
Albuquerque, NM · IA capacity

Sep 19, 2011 → Sep 27, 2012
U.S. Bancorp Investments, Inc.
Albuquerque, NM · BC capacity

Sep 13, 2011 → Sep 27, 2012
Wells Fargo Advisors, LLC
Rio Rancho, NM · IA capacity

Jan 3, 2011 → Oct 5, 2011
Wells Fargo Advisors, LLC
Rio Rancho, NM · BC capacity

Jan 3, 2011 → Oct 5, 2011
Wells Fargo Investments, LLC
Santa Fe, NM · IA capacity

Jun 13, 2007 → Jan 3, 2011
Wells Fargo Investments, LLC
Santa Fe, NM · BC capacity

Jun 7, 2007 → Jan 3, 2011
Wm Financial Services, Inc.
Auburn, WA · IA capacity

May 23, 2007 → Jun 8, 2007
Wm Financial Services, Inc.
Auburn, WA · BC capacity

May 23, 2007 → Jun 8, 2007
Edward Jones
St. Louis, MO · BC capacity

Aug 21, 2001 → Sep 9, 2004

Source & corrections

Where this page comes from

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