Edgardo Santiago

CRD 4420811 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (22): California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Maryland · Massachusetts · Nevada · New Jersey · New York · North Carolina · Pennsylvania · Rhode Island · South Dakota · Texas · Virgin Islands · Washington · Wyoming
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · BC capacity

start not retrieved → present
Morgan Stanley
New York, NY · IA capacity

Jun 22, 2012 → Jun 30, 2023
Morgan Stanley
New York, NY · BC capacity

Jun 22, 2012 → Jun 30, 2023
Ubs Financial Services Inc.
New York, NY · IA capacity

Jan 1, 2010 → Jun 28, 2012
Ubs Financial Services Inc.
New York, NY · BC capacity

Jan 1, 2010 → Jun 28, 2012
Ubs International Inc.
New York, NY · IA capacity

Nov 25, 2008 → Jan 1, 2010
Ubs International Inc.
New York, NY · BC capacity

Jun 29, 2006 → Jan 1, 2010
Citicorp Investment Services
New York, NY · BC capacity

Aug 12, 2002 → Apr 18, 2006
Safra Securities Corporation
New York, NY · BC capacity

Oct 8, 2001 → Oct 18, 2001

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4420811 ↗ FINRA BrokerCheck record for CRD 4420811 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.