Jocelyn Cates

CRD 4422977 · Edward Jones · San Antonio, TX

IA RegisteredBroker

Also appears in the source record as: Jocelyn Abernathy; Jocelyn Sanchez

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (8): Colorado · Georgia · Missouri · New York · North Carolina · Oregon · Texas · Virginia
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Edward Jones
Firm CRD: 250
SEC number: 801-3297
Assets under management: $1.0T as of Jun 29, 2026
Website: www.twitter.com/EDWARDJONES ↗
Phone: 314-515-2000
Firm location: St. Louis, MO, 63131

Employment history (12)

From the source registration record · current first

Edward JonesCurrent
San Antonio, TX · IA capacity

start not retrieved → present
Edward JonesCurrent
San Antonio, TX · BC capacity

start not retrieved → present
Investment Professionals, Inc.
San Antonio, TX · IA capacity

Sep 16, 2013 → Apr 4, 2017
Investment Professionals, Inc.
San Antonio, TX · BC capacity

Sep 16, 2013 → Apr 4, 2017
Valic Financial Advisors, Inc.
Houston, TX · IA capacity

Aug 14, 2012 → Sep 19, 2013
Valic Financial Advisors, Inc.
Houston, TX · BC capacity

Aug 14, 2012 → Sep 19, 2013
Usaa Financial Planning Services
San Antonio, TX · IA capacity

Feb 15, 2008 → Aug 10, 2012
Usaa Financial Advisors, Inc.
San Antonio, TX · BC capacity

Feb 15, 2008 → Aug 10, 2012
Wells Fargo Investments, LLC
El Paso, TX · IA capacity

Jul 6, 2006 → Sep 18, 2007
Wells Fargo Investments, LLC
El Paso, TX · BC capacity

Jul 6, 2006 → Sep 18, 2007
Merrill Lynch Pierce Fenner & Smith Inc.
El Paso, TX · IA capacity

Nov 22, 2004 → Apr 6, 2006
Merrill Lynch, Pierce, Fenner & Smith Incorporated
El Paso, TX · BC capacity

Aug 17, 2004 → Apr 6, 2006

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4422977 ↗ FINRA BrokerCheck record for CRD 4422977 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.