findmyFA.app
The register of American financial advisors

Home / William Douglas Hicks

William Douglas Hicks

CRD 4423760  ·  Wells Fargo Advisors  ·  Cypress, TX

IA RegisteredBroker

Also appears in the source record as: Doug Hicks; William Hicks

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration
Active
Investment adviser registration
Active
Exams passed (4)
SIESeries 7Series 65Series 63
Registered states (4)
Alabama · Colorado · Oklahoma · Texas
Years in the industry (source record)
24
Professional designations
Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4423760 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗  ·  SEC IAPD ↗

Current firm

From the firm record

Firm
Wells Fargo Advisors
Firm CRD
19616
SEC number
801-37967
Assets under management
$671.4B as of Jun 23, 2026
Website
www.twitter.com/WFINVESTING ↗
Phone
314-875-3000
Firm location
St. Louis, MO, 63103-2205

Employment history (19)

From the source registration record · current first

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4423760 ↗ FINRA BrokerCheck record for CRD 4423760 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.