Carrie Snyder Vilaplana
Also appears in the source record as: Carrie Lynn Snyder
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (6)
- SIESeries 86Series 87Series 7Series 65Series 63
- Registered states (53)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 24
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- J.P. Morgan Securities LLC
- Firm CRD
- 79
- SEC number
- 801-3702
- Assets under management
- $429.7B as of Jun 30, 2026
- Website
- wealthpartners.jpmorgan.com ↗
- Phone
- 800-999-2000
- Firm location
- New York, NY, 10017
Employment history (9)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
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Unionbanc Investment Services, LLCSan Diego, CA · IA capacityNov 15, 2018 → Jun 30, 2021
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Unionbanc Investment Services, LLCSan Diego, CA · BC capacityNov 14, 2018 → Jun 30, 2021
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Wells Fargo Clearing Services, LLCSan Diego, CA · IA capacityJan 24, 2014 → Oct 17, 2018
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Wells Fargo Clearing Services, LLCSan Diego, CA · BC capacityJan 3, 2011 → Oct 17, 2018
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Wells Fargo Investments, LLCSan Diego, CA · BC capacityJan 31, 2006 → Jan 3, 2011
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Wedbush Morgan Securities Inc.Pasadena, CA · BC capacitySep 7, 2004 → Jan 19, 2006
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Lehman Brothers Inc.New York, NY · BC capacityNov 28, 2001 → Feb 24, 2004
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.