Michael J. Rivera

CRD 4428482 · Fidelity Brokerage Services LLC · Smithfield, RI

IA RegisteredBroker

Also appears in the source record as: Michael J Rivera; Michael Joseph Rivera; Michael Rivera

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 24Series 9Series 10Series 66
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4428482 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (11)

From the source registration record · current first

Strategic Advisers LLCCurrent
Smithfield, RI · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Smithfield, RI · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Smithfield, RI · IA capacity

Aug 30, 2024 → Mar 31, 2025
Mml Investors Services, LLC
Warwick, RI · IA capacity

Mar 25, 2017 → Jan 10, 2023
Mml Investors Services, LLC
Warwick, RI · BC capacity

Mar 25, 2017 → Jan 10, 2023
Msi Financial Services, Inc.
Warwick, RI · IA capacity

Nov 5, 2009 → Mar 25, 2017
Msi Financial Services, Inc.
Warwick, RI · BC capacity

Oct 27, 2009 → Mar 25, 2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Providence, RI · BC capacity

Jul 1, 2005 → Oct 20, 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Providence, RI · IA capacity

Jun 24, 2005 → Oct 20, 2009
Morgan Stanley
Middletown, RI · IA capacity

Jan 14, 2002 → Jun 27, 2005
Morgan Stanley Dw Inc.
Purchase, NY · BC capacity

Jan 10, 2002 → Jun 27, 2005

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4428482 ↗ FINRA BrokerCheck record for CRD 4428482 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.