Conor Miller

CRD 4432842 · Wells Fargo Advisors · Charlotte, NC

IA RegisteredBroker

Also appears in the source record as: Conor Matthew Miller

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 7Series 6Series 10Series 9Series 65Series 63
Registered states (2): North Carolina · South Carolina
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 11025
SEC number: 801-57434
Assets under management: $252.3B as of Jun 3, 2026
Website: stories.wf.com ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (15)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Charlotte, NC · BC capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
Charlotte, NC · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Charlotte, NC · IA capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
Charlotte, NC · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Charlotte, NC · IA capacity

start not retrieved → present
Ef Legacy Securities, LLC
Louisville, KY · BC capacity

Aug 15, 2022 → Apr 18, 2023
Jackson National Life Distributors LLC
Franklin, TN · BC capacity

Dec 17, 2021 → Aug 4, 2022
Lpl Financial LLC
Fort Mill, SC · IA capacity

Jul 29, 2015 → Aug 13, 2021
Lpl Financial LLC
Fort Mill, SC · BC capacity

Jul 29, 2015 → Aug 13, 2021
Morgan Stanley
Columbus, OH · IA capacity

Jun 2, 2014 → Mar 18, 2015
Morgan Stanley
Columbus, OH · BC capacity

May 28, 2014 → Mar 18, 2015
Realty Capital Securities, LLC
Boston, MA · BC capacity

Oct 18, 2013 → Apr 16, 2014
Destra Capital Investments LLC
Bozeman, MT · BC capacity

Jun 6, 2013 → Sep 25, 2013
Metlife Investors Distribution Company
Irvine, CA · BC capacity

Dec 11, 2004 → Nov 8, 2012
Metlife Investors Distribution Company
Newport Beach, CA · BC capacity

Oct 23, 2001 → Dec 11, 2004

Source & corrections

Where this page comes from

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