Peter Gove Kelly

CRD 4440378 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Vero Beach, FL

IA RegisteredBroker

Also appears in the source record as: Peter Gove Kelly Mr.

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 9Series 66Series 63
Registered states (11): Alabama · Florida · Kentucky · Massachusetts · Missouri · New Jersey · New York · North Carolina · Texas · Virginia · Wyoming
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (12)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Vero Beach, FL · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Vero Beach, FL · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Vero Beach, FL · IA capacity

Feb 20, 2020 → Jul 12, 2023
Fidelity Brokerage Services LLC
Vero Beach, FL · BC capacity

Feb 12, 2020 → Jul 11, 2023
Charles Schwab & Co., Inc.
Orlando, FL · IA capacity

Jan 4, 2011 → Jan 21, 2020
Charles Schwab & Co., Inc.
Orlando, FL · BC capacity

Jan 3, 2011 → Jan 21, 2020
Bonddesk Trading LLC
New York, NY · BC capacity

Sep 1, 2010 → Dec 14, 2010
Axa Advisors, LLC
New York, NY · IA capacity

Apr 30, 2010 → Jun 30, 2010
Axa Advisors, LLC
New York, NY · BC capacity

Sep 4, 2009 → Jun 30, 2010
Aig Securities Lending Corp.
New York, NY · BC capacity

Aug 31, 2006 → Nov 14, 2008
Aig Equity Sales Corp.
New York, NY · BC capacity

May 1, 2006 → May 22, 2006
Wachovia Securities, LLC
St. Louis, MO · BC capacity

Nov 7, 2003 → Apr 18, 2006

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4440378 ↗ FINRA BrokerCheck record for CRD 4440378 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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