Henry Zee Persons

CRD 4442279 · Wells Fargo Advisors · Chicago, IL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 3Series 7Series 66
Registered states (9): California · Colorado · Connecticut · Florida · Illinois · Indiana · Michigan · Minnesota · Ohio
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4442279 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (13)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Chicago, IL · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Chicago, IL · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Chicago, IL · IA capacity

start not retrieved → present
Stifel, Nicolaus & Company, Incorporated
Chicago, IL · IA capacity

Dec 4, 2015 → Aug 19, 2022
Stifel, Nicolaus & Company, Incorporated
Chicago, IL · BC capacity

Dec 4, 2015 → Aug 19, 2022
Barclays Capital Inc.
Chicago, IL · BC capacity

May 6, 2009 → Dec 4, 2015
Barclays Capital Inc.
Chicago, IL · IA capacity

Apr 17, 2009 → Dec 4, 2015
Deutsche Bank Securities Inc.
Chicago, IL · IA capacity

Aug 8, 2005 → Apr 7, 2009
Deutsche Bank Securities Inc.
Chicago, IL · BC capacity

Aug 8, 2005 → Apr 7, 2009
Credit Suisse First Boston
Chicago, IL · IA capacity

Jan 17, 2003 → Aug 11, 2005
Credit Suisse First Boston LLC
New York, NY · BC capacity

Jan 17, 2003 → Aug 11, 2005
Donaldson Lufkin & Jenrette Securities Corporation
Chicago, IL · IA capacity

Jan 23, 2002 → Jan 17, 2003
Donaldson, Lufkin & Jenrette Securities Corporation
Jersey City, NJ · BC capacity

Oct 8, 2001 → Jan 17, 2003

Source & corrections

Where this page comes from

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