Ling Wang

CRD 4445960 · Fidelity Brokerage Services LLC · Pasadena, CA

IA RegisteredBroker

Also appears in the source record as: Linda Wang; Ling Ling Wang

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (21): Alaska · Arizona · California · Colorado · Florida · Georgia · Hawaii · Idaho · Maryland · Massachusetts · Nevada · New Jersey · New York · North Dakota · Oklahoma · Oregon · South Dakota · Tennessee · Texas · Washington · Wisconsin
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (12)

From the source registration record · current first

Strategic Advisers LLCCurrent
Pasadena, CA · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Pasadena, CA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Pasadena, CA · IA capacity

Jun 2, 2022 → Mar 31, 2025
Tiaa-Cref Individual & Institutional Services, LLC
Pasadena, CA · BC capacity

May 18, 2007 → Apr 1, 2022
Metlife Investors Distribution Company
Irvine, CA · BC capacity

Sep 13, 2005 → Mar 12, 2007
Neuberger Berman, LLC
New York, NY · IA capacity

Jan 31, 2005 → Aug 5, 2005
Neuberger Berman, LLC
New York, NY · BC capacity

Jan 18, 2005 → Aug 5, 2005
Ubs Financial Services Inc.
Weehawken, NJ · BC capacity

Apr 8, 2004 → Dec 10, 2004
Ubs Financial Services Inc.
Newport Beach, CA · IA capacity

Sep 19, 2002 → Oct 15, 2003
American Express Financial Advisors, Inc.
Irvine, CA · IA capacity

Sep 25, 2001 → Sep 13, 2002
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Sep 7, 2001 → Sep 13, 2002
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Sep 7, 2001 → Sep 13, 2002

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4445960 ↗ FINRA BrokerCheck record for CRD 4445960 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.