Mark Porcelli

CRD 4448384 · Charles Schwab & Co., Inc. · Phoenix, AZ

IA RegisteredBroker

Also appears in the source record as: Mark John Porcelli

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (4): Arizona · California · New Jersey · Texas
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (9)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
New Jersey City, NJ · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Phoenix, AZ · BC capacity

start not retrieved → present
Schwab Private Client Investment Advisory, Inc.
New York City, NY · IA capacity

Mar 11, 2019 → Feb 1, 2021
Advice And Planning Services
New York, NY · IA capacity

Aug 7, 2013 → Jun 18, 2018
Tiaa-Cref Individual & Institutional Services, LLC
New York, NY · BC capacity

Aug 7, 2013 → Jun 18, 2018
Mml Investors Services, LLC
New York, NY · BC capacity

Dec 2, 2008 → Jul 18, 2013
Lenox Advisors, Inc.
New York, NY · IA capacity

Jul 9, 2012 → Jul 12, 2013
Teachers Personal Investors Services, Inc.
New York, NY · BC capacity

Dec 6, 2001 → Oct 8, 2003
Mclaughlin, Piven, Vogel Securities, Inc.
New York, NY · BC capacity

Sep 19, 2001 → Nov 29, 2001

Source & corrections

Where this page comes from

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Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.