Christian Luis Martinez
Also appears in the source record as: Martinez Luis Christian; Christian Martinez
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (6)
- Series 66Series 63Series 57TOSIESeries 55Series 7
- Registered states (26)
- Alabama · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Maine · Maryland · Massachusetts · Michigan · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Texas · Virginia
- Years in the industry (source record)
- 25
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (10)
From the source registration record · current first
-
Apr 12, 2023 → present
-
First Republic Securities Company, LLCBD capacityOct 14, 2022 → May 15, 2023
-
First Republic Investment Management, Inc.IA capacityOct 14, 2022 → May 15, 2023
-
Jun 2, 2017 → Oct 17, 2022
-
Jun 2, 2017 → Oct 17, 2022
-
Ubs Financial Services Inc.BD capacityJul 18, 2007 → Jun 13, 2017
-
Ubs Financial Services Inc.IA capacityJul 18, 2007 → Jun 13, 2017
-
Rbc Dain Rauscher Inc.IA capacitySep 10, 2004 → Aug 3, 2007
-
Rbc Dain Rauscher Inc.BD capacityAug 2, 2004 → Aug 3, 2007
-
Momentum Securities, L.L.C.BD capacityOct 23, 2001 → Jul 22, 2002
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.