Gregory Mccabe

CRD 4458255 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY

IA RegisteredBroker

Also appears in the source record as: Gregory Thomas Mccabe

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 7Series 6
Registered states (3): New Jersey · New York · Texas
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (14)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · IA capacity

May 8, 2013 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · BC capacity

start not retrieved → present
Invesco Distributors, Inc.
BD capacity

Jun 2, 2010 → Nov 4, 2011
Invesco Advisers, Inc.
IA capacity

Jun 2, 2010 → Nov 4, 2011
Morgan Stanley & Co. Incorporated
BD capacity

Jun 29, 2009 → Jun 8, 2010
Morgan Stanley & Co. Incorporated
IA capacity

Jun 19, 2009 → Jun 8, 2010
Morgan Stanley Smith Barney
BD capacity

Jun 1, 2009 → Jun 19, 2009
Morgan Stanley Smith Barney LLC
IA capacity

Jun 1, 2009 → Jun 19, 2009
Morgan Stanley & Co. Incorporated
BD capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley Dw Inc.
BD capacity

Feb 21, 2006 → Apr 2, 2007
Morgan Stanley
IA capacity

Feb 21, 2006 → Apr 2, 2007
Wachovia Securities, LLC
IA capacity

Sep 16, 2003 → Sep 1, 2004
Wachovia Securities, LLC
BD capacity

Dec 11, 2001 → Sep 1, 2004

Source & corrections

Where this page comes from

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