Livia Roxana Corla

CRD 4459380 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Miami, FL

IA RegisteredBroker

Also appears in the source record as: Roxana Corla

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (2): SIESeries 66
Registered states (28): Alaska · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Maine · Maryland · Massachusetts · Michigan · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Puerto Rico · South Dakota · Tennessee · Texas · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4459380 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (6)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Miami, FL · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Miami, FL · BC capacity

start not retrieved → present
Citigroup Global Markets Inc.
Richmond, VA · IA capacity

May 31, 2005 → Jul 22, 2005
Citigroup Global Markets Inc.
New York, NY · BC capacity

May 26, 2005 → Jul 22, 2005
Citicorp Investment Services
Miami, FL · IA capacity

Nov 19, 2004 → May 19, 2005
Citicorp Investment Services
Long Island City, NY · BC capacity

Sep 28, 2001 → May 19, 2005

Source & corrections

Where this page comes from

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