William Ward Allen

CRD 4459428 · Wells Fargo Advisors · Raleigh, NC

IA RegisteredBroker

Also appears in the source record as: Bill Allen

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 9Series 10Series 66
Registered states (28): Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Kansas · Louisiana · Maine · Maryland · Massachusetts · Michigan · Nevada · New Hampshire · New Jersey · New York · North Carolina · Pennsylvania · Rhode Island · South Carolina · Texas · Vermont · Virginia · Washington
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4459428 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (15)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Raleigh, NC · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
New York, NY · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Raleigh, NC · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
New York, NY · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Raleigh, NC · IA capacity

start not retrieved → present
Raymond James & Associates, Inc.
Raleigh, NC · IA capacity

Feb 13, 2013 → Nov 6, 2013
Raymond James & Associates, Inc.
Raleigh, NC · BC capacity

Feb 13, 2013 → Nov 6, 2013
Morgan Keegan & Company, Inc.
Raleigh, NC · BC capacity

Apr 9, 2010 → Feb 13, 2013
Morgan Keegan & Company, Inc.
Raleigh, NC · IA capacity

Apr 6, 2010 → Feb 13, 2013
First Citizens Investor Services, Inc.
Raleigh, NC · IA capacity

Feb 27, 2006 → Jul 6, 2009
First Citizens Investor Services, Inc.
Raleigh, NC · BC capacity

Feb 27, 2006 → Jul 6, 2009
Northwestern Mutual Investment Services,llc
Raleigh, NC · IA capacity

Aug 9, 2004 → Feb 23, 2006
Northwestern Mutual Investment Services, LLC
Milwaukee, WI · BC capacity

Jul 13, 2004 → Feb 23, 2006
Davenport & Company LLC
Raleigh, NC · IA capacity

Oct 16, 2002 → Jun 3, 2004
Davenport & Company LLC
Richmond, VA · BC capacity

Oct 16, 2002 → Jun 3, 2004

Source & corrections

Where this page comes from

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