Todd Gainor Hallauer

CRD 4460876 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Atlanta, GA

IA RegisteredBroker

Also appears in the source record as: Todd Hallauer

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (11): Colorado · Florida · Georgia · Louisiana · Maryland · New Jersey · New York · North Carolina · Ohio · Rhode Island · Texas
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (9)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Atlanta, GA · IA capacity

Jul 12, 2023 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Atlanta, GA · BC capacity

start not retrieved → present
Morgan Stanley
IA capacity

Jun 22, 2011 → Jul 20, 2023
Morgan Stanley
BD capacity

Jun 15, 2011 → Jul 20, 2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Apr 27, 2004 → Jun 2, 2011
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Apr 27, 2004 → Jun 2, 2011
Wachovia Securities, LLC
IA capacity

Jan 8, 2004 → Apr 1, 2004
Wachovia Securities, LLC
BD capacity

Jun 15, 2002 → Apr 1, 2004
Wachovia Securities, Inc.
BD capacity

Mar 12, 2002 → Jun 15, 2002

Source & corrections

Where this page comes from

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