Franz Albert Koch

CRD 4467954 · Wells Fargo Advisors · Boca Raton, FL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (17): Alabama · California · Colorado · Connecticut · Delaware · Florida · Georgia · Illinois · Kentucky · Maryland · Massachusetts · Michigan · Missouri · Montana · New York · North Carolina · Pennsylvania
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4467954 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (6)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Boca Raton, FL · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Boca Raton, FL · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Boca Raton, FL · IA capacity

Sep 29, 2010 → Nov 4, 2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Boca Raton, FL · BC capacity

Sep 28, 2010 → Nov 4, 2022
National Asset Management, Inc.
Ft. Lauderdale, FL · IA capacity

Dec 11, 2008 → Sep 29, 2010
National Securities Corporation
Fort Lauderdale, FL · BC capacity

Sep 14, 2007 → Sep 28, 2010

Source & corrections

Where this page comes from

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