Lee Scott Bolnick

CRD 4468720 · J.P. Morgan Securities LLC · Houston, TX

IA RegisteredBroker

Also appears in the source record as: Lee Bolnick; Leescott S Bolnick

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 7TOSIESeries 6Series 7Series 63Series 66
Registered states (51): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (11)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Houston, TX · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Houston, TX · BC capacity

start not retrieved → present
Pnc Investments
Houston, TX · IA capacity

Sep 22, 2021 → Jan 20, 2023
Pnc Investments
Houston, TX · BC capacity

Sep 17, 2021 → Jan 20, 2023
Pnc Managed Account Solutions, Inc.
Houston, TX · IA capacity

Jun 1, 2021 → Sep 20, 2021
Bbva Securities Inc.
Houston, TX · BC capacity

Apr 30, 2019 → Sep 17, 2021
Proequities, Inc.
Sugar Land, TX · BC capacity

Mar 7, 2016 → Apr 22, 2019
Metlife Investors Distribution Company
Charlotte, NC · BC capacity

Jan 17, 2014 → Jul 13, 2015
Foreside Funds Distributors LLC
Chicago, IL · BC capacity

Jun 12, 2012 → Jun 21, 2012
Axa Advisors, LLC
Chicago, IL · IA capacity

Dec 10, 2001 → Mar 28, 2005
Axa Advisors, LLC
New York, NY · BC capacity

Nov 9, 2001 → Mar 28, 2005

Source & corrections

Where this page comes from

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.