James Ellis Kirk

CRD 4469680 · Edward Jones · Goshen, IN

IA RegisteredBroker

Also appears in the source record as: James E Kirk

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 51Series 24Series 63
Registered states (20): Arizona · California · Colorado · District Of Columbia · Florida · Idaho · Illinois · Indiana · Massachusetts · Michigan · Minnesota · Nebraska · North Carolina · Oregon · Pennsylvania · Tennessee · Texas · Utah · Virginia · Washington
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4469680 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Edward Jones
Firm CRD: 250
SEC number: 801-3297
Assets under management: $1.0T as of Jun 29, 2026
Website: www.twitter.com/EDWARDJONES ↗
Phone: 314-515-2000
Firm location: St. Louis, MO, 63131

Employment history (14)

From the source registration record · current first

Edward JonesCurrent
Goshen, IN · IA capacity

start not retrieved → present
Edward JonesCurrent
Goshen, IN · BC capacity

start not retrieved → present
Lpl Financial LLC
Goshen, IN · IA capacity

May 18, 2022 → Oct 16, 2024
Lpl Financial LLC
Goshen, IN · BC capacity

May 18, 2022 → Oct 16, 2024
Cuna Brokerage Services, Inc.
Goshen, IN · BC capacity

Sep 16, 2016 → May 18, 2022
Cuna Brokerage Services, Inc.
Goshen, IN · IA capacity

Sep 9, 2016 → May 18, 2022
Life Strategies, Inc.
Helendale, CA · IA capacity

Oct 8, 2014 → Aug 29, 2016
Planmember Securities Corporation
Barstow, CA · IA capacity

Oct 31, 2011 → Sep 15, 2014
Planmember Securities Corporation
Barstow, CA · BC capacity

Oct 31, 2011 → Sep 15, 2014
Sagepoint Financial, Inc.
Barstow, CA · IA capacity

Oct 20, 2010 → Nov 1, 2011
Sagepoint Financial, Inc.
Barstow, CA · BC capacity

Sep 1, 2010 → Nov 1, 2011
Next Financial Group, Inc.
Barstow, CA · IA capacity

Jan 5, 2005 → Sep 10, 2010
Next Financial Group, Inc.
Barstow, CA · BC capacity

Aug 30, 2004 → Sep 10, 2010
First Wall Street Corp.
La Jolla, CA · BC capacity

Feb 27, 2004 → Aug 27, 2004

Source & corrections

Where this page comes from

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