Julio E Medina

CRD 4469975 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Miami, FL

IA RegisteredBroker

Also appears in the source record as: Julio Eduardo Medina; Julio Medina

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 7TOSIESeries 7Series 4Series 65Series 63
Registered states (5): Delaware · Florida · Georgia · North Carolina · Texas
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (8)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Miami, FL · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Miami, FL · BC capacity

start not retrieved → present
Progress Investments LLC
Miami, FL · BC capacity

Sep 15, 2010 → Jun 4, 2012
Basis Financial, LLC
N. Miami Beach, FL · BC capacity

Jun 30, 2009 → Sep 14, 2010
Echotrade LLC
Phoenix, AZ · BC capacity

Feb 2, 2007 → Jul 19, 2007
Offman Securities, LLC
New York, NY · BC capacity

Aug 18, 2006 → Jan 5, 2007
Continental Broker-Dealer Corp.
Carle Place, NY · BC capacity

Apr 12, 2002 → May 2, 2002
Investors St.
Miami, FL · BC capacity

Dec 11, 2001 → Apr 17, 2002

Source & corrections

Where this page comes from

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