Elisha Torrance

CRD 4470038 · Charles Schwab & Co., Inc. · Irvine, CA

IA RegisteredBroker

Also appears in the source record as: Elisha S Torrance; Elisha Swift Torrance; Elisha Torrance; E Swift Torrance; Skip Torrance

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 7TOSIESeries 7Series 66Series 63
Registered states (8): California · Hawaii · Massachusetts · Nevada · New York · North Carolina · Oregon · Tennessee
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (12)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Irvine, CA · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Irvine, CA · IA capacity

start not retrieved → present
Schwab Wealth Advisory, Inc.Current
Irvine, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLC
Irvine, CA · IA capacity

Oct 30, 2024 → Jul 6, 2025
J.P. Morgan Securities LLC
Irvine, CA · BC capacity

Aug 28, 2024 → Jul 6, 2025
Cetera Investment Services LLC
Newport Beach, CA · BC capacity

Mar 1, 2023 → Oct 18, 2023
Umpqua Investments, Inc.
Newport Beach, CA · BC capacity

Jul 23, 2019 → Apr 16, 2021
City National Securities, Inc.
Irvine, CA · BC capacity

Apr 6, 2016 → Apr 2, 2018
Morgan Stanley
La Jolla, CA · IA capacity

Nov 22, 2010 → Apr 20, 2016
Morgan Stanley
La Jolla, CA · BC capacity

Sep 21, 2010 → Apr 20, 2016
Merrill Lynch Pierce Fenner & Smith Inc.
San Diego, CA · IA capacity

Jan 31, 2003 → Apr 3, 2006
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Mar 5, 2002 → Apr 3, 2006

Source & corrections

Where this page comes from

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